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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
1201 Wills Street Suite 700, Baltimore, MD 21231 • United States
Park City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Baltimore | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*494651 - Power of Attorney; Investment related - Yes; Duluth, Georgia; 04/2022; During business hours: 2; After business hours: 6
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
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