Henry J. Medina

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1992-02-25

TX RA
APPROVED

Since 1992-02-25

Branch Locations

800 N Shoreline Blvd, Corpus Christi, TX 78401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Corpus Christi	TX	02/1992	Present
Bank Of America,Na	Fort Lauderdale	FL	12/2009	Present

02/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Corpus Christi, TX
12/2009 → Present

Bank Of America,Na

Fort Lauderdale, FL

Other Businesses

I*: 2182298 Entity Type: For Profit Name of OBA: S & 3 A's Investment, LLC Address: Corpus Christi, TX 78414 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/24/2025 Number of Hours: 4 hrs annually Number of Hours during trading: 0 Duties: LLC being established to protect personal assets

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-09-04

S63 Uniform Securities Agent State Law Examination

1990-09-04

Other Names

Henry J Medina

View on SEC IAPD