Harvey Allan Kaluzna

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-06-23
IL	RA	APPROVED	2009-01-07

TX RA
APPROVED

Since 2014-06-23
IL RA
APPROVED

Since 2009-01-07

Branch Locations

Scottsdale, AZ • United States

31 E. Chevy Chase Drive, Buffalo Grove, IL 60089 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Evergreen Invesment Advisors, Llc	Hartford	WI	05/2004	Present
Sigma Financial Corporation	Ann Arbor	MI	10/2006	Present
Kaluzna Financial	Northbrook	IL	05/2004	Present

05/2004 → Present

Evergreen Invesment Advisors, Llc

Hartford, WI
10/2006 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2004 → Present

Kaluzna Financial

Northbrook, IL

Previous Registrations

2004-07-16 → 2009-04-01

Evergreen Investment Advisors Llc

Northbrook, IL
2001-05-11 → 2004-05-06

Securian Financial Services, Inc.

Bannockburn, IL

Other Businesses

KALUZNA FINANCIAL, INC.: SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. GROUP HEALTH PLANS CORSO & ASSOCIATES; SALE OF GROUP HEALTH PLANS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-12
S63	Uniform Securities Agent State Law Examination	1990-09-18

S65 Uniform Investment Adviser Law Examination

1997-12-12
S63 Uniform Securities Agent State Law Examination

1990-09-18

Designations

View on SEC IAPD