David Wayde Lum

Employer firm

Creative Planning Institutional Advisors, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Creative Planning Institutional Advisors, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2016-05-23

HI RA
APPROVED

Since 2016-05-23

Branch Locations

900 Fort Street Mall Pioneer Plaza, Suite 1505, Honolulu, HI 96813 • United States

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	10/2015	07/2019
Creative Planning Institutional Advisors, Llc	Newport Beach	CA	05/2016	Present

10/2015 → 07/2019

Cetera Advisor Networks Llc

El Segundo, CA
05/2016 → Present

Creative Planning Institutional Advisors, Llc

Newport Beach, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 10/2015; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADVISORY REPRESENTATIVE DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-09
S63	Uniform Securities Agent State Law Examination	2015-10-28

S65 Uniform Investment Adviser Law Examination

2016-05-09
S63 Uniform Securities Agent State Law Examination

2015-10-28

View on SEC IAPD