E. W. James Sprandel

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2021
  Sg Americas Securities, Llc
  Chicago, IL
• 12/2021 → Present
  Fidelity Investments
  Westlake, TX
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2022-07-11 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Woodridge, IL
  Westlake, TX
• 2009-04-17 → 2010-09-21
  Chase Investment Services Corp.
  Chicago, IL
• 2007-11-14 → 2008-09-08
  Chase Investment Services Corp.
  Westchester, IL
• 2006-11-30 → 2007-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-05-17

Other Names

• E.W. James Sprandel
• James Sprandel
• Edwin W J Sprandel
• Jim Sprandel
• E W James Sprandel
• Ew James Sprandel
• E. W. James James Sprandel