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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
MS RA APPROVED 2022-08-10
  • TX RA
    APPROVED
    Since 2025-01-22
  • MS RA
    APPROVED
    Since 2022-08-10

Branch Locations

901 Washington Ave, Ocean Springs, MS 39564 • United States

Biloxi, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Baton Rouge LA 06/2002 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Ocean Springs MS 08/2022 Present
Hancock Whitney Bank Ocean Springs MS 06/2002 Present
  • 06/2002 → 08/2022
    Hancock Investment Services, Inc.
    Baton Rouge, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Ocean Springs, MS
  • 06/2002 → Present
    Hancock Whitney Bank
    Ocean Springs, MS
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-07
  • S63 Uniform Securities Agent State Law Examination
    1990-09-07
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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