Christopher Kirk Prevette

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-09-17
SC	RA	APPROVED	2021-09-17

NC RA
APPROVED

Since 2021-09-17
SC RA
APPROVED

Since 2021-09-17

Branch Locations

4777 Sharon Road Suite 540, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Advisor Alliance	Charlotte	NC	09/2021	Present
Principal Financial Group	Charlotte	NC	06/2021	09/2021
Wells Fargo Bank	Charlotte	NC	03/2003	06/2021

09/2021 → Present

Independent Advisor Alliance

Charlotte, NC
06/2021 → 09/2021

Principal Financial Group

Charlotte, NC
03/2003 → 06/2021

Wells Fargo Bank

Charlotte, NC

Other Businesses

08/01/2021 - Charlotte Carolinas Rugby Club Board Member - not investment related - 3330 Cambria Road, Charlotte, NC 28210 - treasurer (dual sigs req) - non-profit rugby club focusing on youth and community outreach - 5 hours/month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-19
S63	Uniform Securities Agent State Law Examination	1990-08-31

S65 Uniform Investment Adviser Law Examination

1992-11-19
S63 Uniform Securities Agent State Law Examination

1990-08-31

Designations

Other Names

Christopher Prevette

View on SEC IAPD

Current Employers

Independent Advisor Alliance, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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