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Wesley Michael Hagens

Westwood Asset Management, LLC

Kansas City, MO

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Current Employers
Westwood Asset Management, Llc

Kansas City, MO • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-09-05
  • MO RA
    APPROVED
    Since 2014-09-05

Branch Locations

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westwood Asset Management, Llc Kansas City MO 02/2006 Present
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 4218 NW CLAYMONT DRIVE, KANSAS CITY, MO. SINCE 1/1996, I DEVOTE ABOUT 10 HOURS PER YEAR DURING SECURITIES TRADING HOURS, AND ABOUT 5 HOURS PER YEAR OUTSIDE OF SECURITIES TRADING HOURS, TO FIXED INSURANCE SALES/BUSINESS THAT IS NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-27
S63 Uniform Securities Agent State Law Examination 1990-08-07
  • S65 Uniform Investment Adviser Law Examination
    1993-01-27
  • S63 Uniform Securities Agent State Law Examination
    1990-08-07
Other Names
  • Mike Hagens
  • W Michael Hagens

View on SEC IAPD

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