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John Paul Seifried

Tiaa-Cref Individual & Institutional Services, LLC

Radnor, PA

West Chester, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-22
PA RA APPROVED 2006-09-28
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • PA RA
    APPROVED
    Since 2006-09-28

Branch Locations

201 King Of Prussia Drive Offices 620, 624, 625, 627, 636, 638, Radnor, PA 19087 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Radnor PA 08/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc Radnor PA 08/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-15
S65 Uniform Investment Adviser Law Examination 1998-07-03
S63 Uniform Securities Agent State Law Examination 1996-09-06
  • S66 Uniform Combined State Law Examination
    2003-04-15
  • S65 Uniform Investment Adviser Law Examination
    1998-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-09-06

View on SEC IAPD

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