Dennis Patrick Kiley

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 04/2019
  Nuveen Investments, Llc
  Chicago, IL
• 09/2011 → 04/2019
  Nuveen Asset Management, Llc
  Chicago, IL
• 04/2019 → 11/2019
  Unemployed
  Lagrange, IL
• 11/2019 → 09/2020
  Lpl Financial, Llc
  North Aurora, IL
• 11/2019 → 09/2020
  Bankers Bank
  North Aurora, IL
• 11/2019 → 09/2020
  Old Second National Bank
  North Aurora, IL
• 09/2020 → Present
  Nuveen Securities, Llc
  Chicago, IL

Previous Registrations

• 2019-11-27 → 2020-10-12
  Lpl Financial Llc
  Aurora, IL
  Aurora, IL
  Joliet, IL
  Chicago, IL
  N. Aurora, IL
  Frankfort, IL
  Batavia, IL
  Chicago, IL
  Aurora, IL
  Aurora, IL
  Chicago, IL
  St. Charles, IL
  North Aurora, IL
  North Aurora, IL
  Madison, WI
• 2011-09-01 → 2019-04-26
  Nuveen Asset Management, Llc
  Chicago, IL
• 2008-01-25 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2006-05-17 → 2007-10-19
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2005-08-23 → 2005-09-30
  Fifth Third Securities, Inc.
  Itasca, IL
• 2004-07-19 → 2004-11-29
  Harrisdirect Llc
  Westchester, IL
• 2004-07-07 → 2004-07-14
  Lasalle St. Investment Advisors, L.L.C.
  Gurnee, IL
• 2002-08-06 → 2003-12-06
  Invest Financial Corporation
  Western Springs, IL

Other Businesses

Name: Community Support Services (CSS) Position: member of the board of directors Nature: As a board member I would help provide oversight over Community Support Services on their operations budget support programs and family engagement. Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 6/15/2021 Address: 9021 Ogden Ave Brookfield IL 60513 Description: Non for profit organization that provides community services for people and their family that have intellectual/development disabilities in order to strengthen their independence self-esteem and the ability to participate in and contribute to community life. CSS is located in the Western suburbs of Chicago.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-20
• S63 Uniform Securities Agent State Law Examination
  1993-09-30