Scott Rothbort

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Lakeview Asset Management, Llc
  Millburn, NJ
• 07/2021 → 07/2022
  Benchmark Advisory Services, Llc
  New York, NY
• 10/2021 → Present
  Kingswood Wealth Advisors
  Mcdonough, GA
• 07/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-10-29 → 2024-07-16
  Kingswood Wealth Advisors, Llc
  Hendersen, NV
  Dillburn, NJ
  San Diego, CA
• 2021-07-29 → 2022-07-13
  Benchmark Advisory Services, Llc
  San Diego, CA
  Henderson, NV
  Millburn, NJ
• 2002-05-28 → 2022-01-20
  Lakeview Asset Management, Llc
  Millburn, NJ
  Henderson, NV

Other Businesses

1)Lakeview Asset Management, LLC;investment related;526 Carnforth Drive,Henderson,NV 89014;llc taxed as subchapter S;president;5/14/2002;200 hrs/month;130 hrs during trading;involved in all aspects of managing investments and the business 2)South Mountain Stables;not investment related;11 River Lane,Millburn,NJ 07041;llc-standardbred horse racing and breeding;member;1/26/2014;30 hrs/month;0 hrs during trading;involved in all aspects of managing the business 3)Supplemental trust;not investment related;526 Carnforth Dr,Henderson,NV 89014;trust;6/22/2023;trustee;0 to 1 hrs/month;0 to 1 hrs during trading;trustee 4)Family trust;not investment related;526 Carnforth Dr,Henderson,NV 89014;trust;6/22/2023;trustee;0 to 1 hr/month;0 to 1 hr during trading;trustee 5)Supplemental trust;not investment related;526 Carnforth Dr,Henderson,NV 89014;trustee;6/22/2023;0 to 1 hr/month;0 to 1 hr during trading;trustee 6) Insurance; Investment related: yes; 526 Carnforth Drive, Henderson NV 89014; Nature or Structure of Business: Insurance Producer; Position: Insurance Producer; Start date: 07/01/2021; hours per month: 10; securities trading hours 1; Duties: Life, Health, Accident insurance producer

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-24
• S63 Uniform Securities Agent State Law Examination
  1992-03-05

Other Names

• Scott Roger Rothbort