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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

5910 Wilcox Place Suite F, Dublin, OH 43016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 01/2013 Present
Brian T. Mills Powell OH 08/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 08/2022 → Present
    Brian T. Mills
    Powell, OH
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-10-18 → 2010-11-23
    Hilliard, OH
    Dublin, OH
  • 1999-08-09 → 2004-12-31
    Mills Financial Planning, Inc.
    Hilliard, OH
Other Businesses

1. NAME OF OTHER BUSINESS: MILLS FINANCIAL PLANNING, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR INVESTMENT SERVICES & FINANCIAL PLANNING START DATE: 9/1998 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: 50% OWNER 2.FRANKLIN UNIVERSITY, NOT INVESTMENT RELATED, 201 S GRAND AVE, COLUMBUS, OH 43215, EDUCATIONAL, STARTED 04/2016, INSTRUCTOR, APX 6HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADJUNCT INSTRUCTOR 3. NAME OF OTHER BUSINESS: BRIAN T. MILLS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EBAY SALES; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP:; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: SALE OF PERSONAL AND PURCHASED GOODS FOR RESALE ON EBAY WEBSITE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-20
  • S63 Uniform Securities Agent State Law Examination
    1994-01-20
Designations

View on SEC IAPD

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