Daniel Ethan Dodgen

Current Employers

Employment History

• 03/2017 → 02/2024
  Massachusetts Mutual Life Insurance Company
  Costa Mesa, CA
• 03/2017 → 02/2024
  Mml Investors Services, Llc
  Costa Mesa, CA
• 07/2016 → 03/2017
  Msi Financial Services
  San Diego, CA
• 02/2024 → Present
  Sovran Advisors Llc - Crd 329415
  Costa Mesa, CA
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2024-03-06
  Mml Investors Services, Llc
  San Jose, CA
  Costa Mesa, CA
• 2002-07-15 → 2017-03-25
  Msi Financial Services, Inc.
  Walnut Creek, CA
  Foster City, CA
  Walnut Creek, CA
  Oakland, CA
  Irvine, CA
  San Jose, CA
  Walnut Creek, CA
  Sacramento, CA
  Foster City, CA
  Foster City, CA
  Foster City, CA
  San Jose, CA
• 2000-02-09 → 2002-06-19
  Equitable Advisors, Llc
  San Diego, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/1990; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 02/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: 3(38) SERVICES, FINANCIAL PLANNING AND ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: D E DODGEN FINANCIAL ADVICE; INVESTMENT RELATED: NO; ADDRESS: IRVINE, CA 92618; NATURE OF BUSINESS: CORPORATION FOR BUSINESS TAX PURPOSES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT, CEO; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RUNNING ALL ACCOUNTING OF SECURITIES, INSURANCE AND ADVISORY INCOME THROUGH THIS ENTITY; 4. NAME OF OTHER BUSINESS: DIRECTPATH PLANNING INVESTMENTS INSURANCE SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVICE. I AM THE TEAM LEAD SO OVERSEEING BUSINESS OPERATIONS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-27
• S63 Uniform Securities Agent State Law Examination
  1990-08-28

Designations

Other Names

• Daniel Ethan Dodgen