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Mark Oconnell Downey

Raymond James & Associates, Inc.

Rochester, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
VA RA APPROVED 2017-07-14
  • NY RA
    APPROVED
    Since 2021-06-14
  • VA RA
    APPROVED
    Since 2017-07-14

Branch Locations

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rochester NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rochester NY 11/2016 07/2017
Raymond James & Associates, Inc. Rochester NY 07/2017 Present
Previous Registrations
Other Businesses

FATHER'S 401K PLAN; INVESTMENT RELATED; HOBE SOUND, FL; SUCCESSOR TRUSTEE; START DATE 08/28/2007; 1 HOUR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-16
S63 Uniform Securities Agent State Law Examination 1994-01-25
  • S65 Uniform Investment Adviser Law Examination
    2004-08-16
  • S63 Uniform Securities Agent State Law Examination
    1994-01-25
Other Names
  • Mark Oconnell Downey

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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