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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
MN RA APPROVED 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • MN RA
    APPROVED
    Since 2013-11-20

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Shorewood, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minnetonka MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minnetonka, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1990-08-07
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1990-08-07
Other Names
  • G Joe Kuehn
  • Joe Kuehn

View on SEC IAPD

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