John Little

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Destin, FL
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  Destin, FL
• 12/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Miramar Beach, FL

Previous Registrations

• 2008-01-01 → 2022-12-05
  Wells Fargo Clearing Services, Llc
  Miramar Beach, FL
• 1994-07-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Destin, FL
  Destin, FL
  St. Louis, MO

Other Businesses

BEGINNING TO END PRIVATE INVESTMENT MANAGEMENT, LLC; INV. RELATED; DESTIN, FL; 100% OWNERSHIP; START DATE 12/08/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE. EAST PASS TOWERS II - CONDO ASSOCIATION; NOT INV RELATED; DESTIN, FL; ARCHITECTUAL REVIEW COMMITTEE; START DATE 7/1/2024; 4 HOURS PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS, REVIEWING PROPOSED CHANGES TO THE CONDOS, MAINTENANCE TO THE BUILDING, AND POTENTIAL CHANGES TO GARDEN OVER PARKING AREA, AND MAKING RECOMMENDATIONS TO THE BOARD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-09-29
• S63 Uniform Securities Agent State Law Examination
  1990-09-05

Other Names

• John David Little