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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-04-27 |
| TX | RA | APPROVED_RES | 2018-04-18 |
Branch Locations
200 Washington St Ste 280, Wausau, WI 54403 • United States
3233A Business Park Dr Ste 106, Stevens Point, WI 54482 • United States
980 Maritime Dr Ste 3, Manitowoc, WI 54220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hermening Financial Group, Llc | Wausau | WI | 09/1993 | 04/2018 |
| Hermening Advisory Services Llc | Wausau | WI | 02/2005 | 04/2018 |
| First Allied Securities, Inc. | Green Bay | WI | 05/2008 | 04/2018 |
| First Allied Advisory Services, Inc. | Wausau | WI | 05/2008 | 04/2018 |
| Ameriprise Financial Services Inc | Wausau | WI | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Wausau | WI | 03/2020 | Present |
Independent Insurance Brokering; Midland National Life Insurance Co; 01/01/2008; Term Life / North American Company; 01/01/2008; . Business Ownership; Hermening Financial Group LLC; Owner; Pass through entity for business expenses; 200 Washington St., Ste. 280 Wausau, WI 54403, ,; Not Investment-Related; 02/21/2008; 1 to 9 hours per month; 1 to 9 during trading hours / DK Realty LLC; Co-owner; Real Estate; 985 SANDPIPER ST UNIT 201, , NAPLES, FL, 34102; Not Investment-Related; 06/04/2026; 0 hours per month; 0 during trading hours. Board of Directors; Child Evangelism Fellowship Wisconsin; Board Member; PO Box 443 Plover, WI 54467, ,; Not Investment-Related; 01/15/2012; 10 to 19 hours per month; 1 to 9 during trading hours / Republican Party of Marathon County; Chairman; 1489 Village Way, , Kronewetter, WI, 54445; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; University of Wisconsin - Stevens Point; Adjunct Professor - Teaching; ; 2100 Main St, , Stevens Point, WI, 54481-3897; Not Investment-Related; 09/08/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-12 |
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