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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-02
KS RA APPROVED 2015-10-17
MO RA APPROVED 2015-10-08
  • TX RA
    APPROVED_RES
    Since 2021-11-02
  • KS RA
    APPROVED
    Since 2015-10-17
  • MO RA
    APPROVED
    Since 2015-10-08

Branch Locations

1401 East 7Th Street, Joplin, MO 64801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Joplin MO 06/1991 Present
N/A Joplin MO 05/2008 Present
Raymond James Financial Services Advisors Inc. Joplin MO 10/2015 Present
Mcgavran Financial Group Joplin MO 04/2014 Present
  • 06/1991 → Present
    Raymond James Financial Services, Inc
    Joplin, MO
  • 05/2008 → Present
    N/A
    Joplin, MO
  • 10/2015 → Present
    Joplin, MO
  • 04/2014 → Present
    Mcgavran Financial Group
    Joplin, MO
Other Businesses

(1)Name of Business: McGavran Financial Group Address: 1401 E 7th St, Joplin, MO, 64801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/14/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: NA Address: 1401 E 7th St, Joplin, MO, 64801-2044, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/07/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Medicare Supps, (various companies) Maedicare Advantage,( which includes Humana,Coventry and Anthem BCBS, Final Expenese. Fixed Annutities, Dental Insurance Hospital Indemity Wellabe, Aetna, Devoted any other PDP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-29
S63 Uniform Securities Agent State Law Examination 1991-06-07
  • S65 Uniform Investment Adviser Law Examination
    2015-09-29
  • S63 Uniform Securities Agent State Law Examination
    1991-06-07
Other Names
  • Mike Mcgavran
  • Mike Mcgavran

View on SEC IAPD

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