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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-02-02
  • UT RA
    APPROVED
    Since 2016-02-02

Branch Locations

Highland, UT • United States

2901 West Blue Grass Blvd Suite 320, Lehi, UT 84048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Lehi UT 08/1986 Present
Mml Investors Services, Llc Lehi UT 06/1990 Present
Other Businesses

(1) NAME: MP SOLUTIONS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 07/20/2004 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 30. (2) NAME: APA BENEFITS, INC INV REL: N ADD: 8899 SOUTH 700 EAST, STE 225, SANDY, UTAH 84070 NATURE: DEFINED BENEFIT ADMINISTRATION FOR A APA BENEFITS INC. A LOCAL THIRD PARTY ADMINISTRATION POSITION: CONTRACT EMPLOYEE START DATE: 08/01/1990 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-17
S63 Uniform Securities Agent State Law Examination 1990-07-16
  • S65 Uniform Investment Adviser Law Examination
    2015-12-17
  • S63 Uniform Securities Agent State Law Examination
    1990-07-16

View on SEC IAPD

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