Kurt Richards Anders

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-04-18
CO	RA	APPROVED	2003-10-31

TX RA
APPROVED_RES

Since 2012-04-18
CO RA
APPROVED

Since 2003-10-31

Branch Locations

Ft. Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Ft Collins	CO	10/2003	Present

10/2003 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Ft Collins, CO

Previous Registrations

1999-01-01 → 2003-11-03

A. G. Edwards & Sons, Inc.

Greeley, CO

Other Businesses

1. 8/12/2005 - ANDERS FINANCIAL MANAGEMENT INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-07-30

S63 Uniform Securities Agent State Law Examination

1990-07-30

View on SEC IAPD