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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-11 |
| KY | RA | APPROVED | 2022-01-26 |
Branch Locations
405 Leighway Drive, Richmond, KY 40475 • United States
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Richmond | KY | 10/2012 | 01/2022 |
| J.P. Morgan Securities Llc | Richmond | KY | 01/2022 | Present |
| M&D Catering | Richmond | KY | 05/2023 | 05/2024 |
| Galo Combatives Group | Berea | KY | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Richmond | KY | 01/2022 | Present |
Entity Name: GALO COMBATIVES GROUP Investment related: No Address: 604 NORTHFORK DR BEREA KY 40403 Nature of the other business: Defensive Training Position/Title/Relationship: Owner/Partner Start Date: 05/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: COMPANY WILL PROVIDE TACTICAL/DEFENSIVE TRAINING TO INDIVIDUALS, WILL OWN WITH SPOUSE--MY DUTIES WILL BE LIMITED TO CLERICAL/ADMINISTRATIVE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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