Richard Brian Welsh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial
  Woodbine, MD
• 12/2011 → Present
  Private Advisor Group, Llc
  Woodbine, MD

Previous Registrations

• 2011-12-13 → 2012-08-29
  Private Advisor Group, Llc
  Woodbine, MD
  Morristown, NJ
• 2007-08-17 → 2011-12-19
  Ubs Financial Services Inc.
  Baltimore, MD
• 2006-02-21 → 2007-08-22
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 2002-01-11 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

1. 12/28/2011 - DBA ONLY / WELSH FINANCIAL GROUP 2. 08/17/2023 - WFG Wealth Mangagement - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/21/2023 - 200 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-14
• S63 Uniform Securities Agent State Law Examination
  1990-12-03

Other Names

• Rick Welsh