Lisa Ann Schomer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Itasca, IL

Previous Registrations

• 2005-01-05 → 2009-09-08
  Waterstone Financial Group, Inc.
  Itasca, IL
  Itasca, IL
  Boston, MA

Other Businesses

(1) 5/20/2011 - other - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent: 0%. (2) 07/11/2016: No Business Name - Blog - NOT INV REL - Start 07/01/2016 - 1743 walker cup circle Westlake village, CA 91362 - I am looking to Blog about life as a single parent & the strange coincidences that help guide daily survival. - 2 Hr/Mo; 0 Hours During Securities Trading (3) 03/24/2017: No Business Name - Not Investment Related - 1743 Walker Cup Circle Westlake Village , CA 91362 - Other - author - I have written a manuscript and am looking to get it published into a book. It is about my journey as a single mom - 40 Hours Per Month/0 Hours During Securities Trading. (4) 6/5/2018 - South Haven Press - Not Investment Related - 1740 grand Ave Santa Barbara, CA 93103 - Other-Other - Publishing company /llc - Start Date:06/15/2018 - 10 Hour(s) Per Month/0 Hour(s) During Trading. (5) 06/14/2022 - Schomer Financial Services, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/10/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-14

Designations

• Certified Financial Planner

Other Names

• Lisa Ann Schomer
• Lisa Ann Riehm