John Aftin Andraos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-09
TX	RA	APPROVED_RES	2019-10-23

CA RA
APPROVED

Since 2026-01-09
TX RA
APPROVED_RES

Since 2019-10-23

Branch Locations

450 N Brand Blvd., Suite 820, Glendale, CA 91203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Glendale	CA	03/2015	Present

03/2015 → Present

Lpl Financial Llc

Glendale, CA

Other Businesses

(1) 03/03/2015: Southwestern Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading- Time Spent 60%. (2) 03/03/2015: Southwestern Financial Network and Insurance Services - Investment Related - At Reported Business Location(s) - Insurance Agency - 0 Hrs/Mth - 0 Hrs During Trading -Time Spent 40% - CEO, general agent soliciting auto insurance, workers comp, business liability, fixed annuities, life.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-18
S63	Uniform Securities Agent State Law Examination	1996-07-26

S66 Uniform Combined State Law Examination

2015-03-18
S63 Uniform Securities Agent State Law Examination

1996-07-26

Other Names

John Andraos
Eftin John Andraos
John Eftin Andraos

View on SEC IAPD