Best Investors Account Sign in

Carmen Renee Black

Mml Investors Services, LLC

Dallas Center, IA

CRD 2069969

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-17
IA RA APPROVED 1999-08-16
  • TX RA
    APPROVED_RES
    Since 2024-07-17
  • IA RA
    APPROVED
    Since 1999-08-16

Branch Locations

Dallas Center, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co. Dallas Center IA 01/1991 Present
Mml Investors Services, Inc. Dallas Center IA 02/1991 Present
  • 01/1991 → Present
    Massachusetts Mutual Life Insurance Co.
    Dallas Center, IA
  • 02/1991 → Present
    Mml Investors Services, Inc.
    Dallas Center, IA
Other Businesses

(1) NAME: PAWS PLACE INV REL: N ADDR: 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: BOARDING FACILITY FOR DOGS POSITION: OWNERSHIP START: 2005 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 4. (2) NAME: CARMEN R. BLACK INV REL: Y ADDR: RENTAL FARM GROUND, DALLAS COUNTY, 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2009 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: CARMEN R. BLACK INV REL: Y ADDR: 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START: 1990 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 15.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-26
S63 Uniform Securities Agent State Law Examination 1990-06-28
  • S65 Uniform Investment Adviser Law Examination
    2015-12-26
  • S63 Uniform Securities Agent State Law Examination
    1990-06-28
Other Names
  • Carmen R Black

View on SEC IAPD

More in Dallas Center, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor