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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-17 |
| IA | RA | APPROVED | 1999-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co. | Dallas Center | IA | 01/1991 | Present |
| Mml Investors Services, Inc. | Dallas Center | IA | 02/1991 | Present |
(1) NAME: PAWS PLACE INV REL: N ADDR: 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: BOARDING FACILITY FOR DOGS POSITION: OWNERSHIP START: 2005 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 4. (2) NAME: CARMEN R. BLACK INV REL: Y ADDR: RENTAL FARM GROUND, DALLAS COUNTY, 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2009 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: CARMEN R. BLACK INV REL: Y ADDR: 32255 200TH ST, DALLAS CENTER, IA 50063 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START: 1990 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 15.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-28 |
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