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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-30 |
| NC | RA | APPROVED | 2025-02-11 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2009 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 06/2017 | 01/2025 |
| Lpl Enterprise | Charlotte | NC | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-20 |
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