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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-12
MO RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-05-12
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

2045 S Glenstone Ave Suite 210, Springfield, MO 65804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Springfield MO 05/1990 03/2017
Massmutual Life Insurance Co Springfield MO 07/2016 Present
Mml Investors Services, Llc Springfield MO 03/2017 Present
  • 05/1990 → 03/2017
    Metlife Securities Inc.
    Springfield, MO
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Springfield, MO
  • 03/2017 → Present
    Springfield, MO
Previous Registrations
  • 1994-04-28 → 2017-03-25
    Msi Financial Services, Inc.
    Springfield, MO
    Springfield, MO
Other Businesses

(1) Name: Rental house Inv rel: Y Add: 1311 6th Street Monett, MO. 65708 Nature: Rental property Position: Owner Start date: 2/2013 No. HR/MO: 1 No. HR/MO during sec trading: 0 (2) Name: Larry Gann Farms, LLC Inv rel: N Add: Residential Nature: Farm - cattle, hay Position: Owner Start date: 4/1990 No. HR/MO: 8 No. HR/MO during sec trading: 0 Describe duties: General farm management of raising cattle, to include cattle husbandry and harvesting of hay. (3) Name: Larry Gann Inv rel: Y Add: 2045 S. Glenstone Ave, Suite 200 Springfield, MO. 65804 Nature: Life and fixed annuities insurance sales Position: Agent Start date: 3/2016 No. HR/MO: 4 No. HR/MO during sec trading: 4

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-21
  • S63 Uniform Securities Agent State Law Examination
    1990-09-21
Designations

View on SEC IAPD

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