Michael Vincent Valencia

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 07/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2013 → 07/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 07/2017 → Present
  J.W. Cole Fianncial, Inc.
  Tampa, FL
• 07/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2013-03-06 → 2017-07-26
  Cambridge Investment Research Advisors, Inc.
  Baltimore, MD
• 2007-05-22 → 2013-03-06
  Sii Investments, Inc.
  Baltimore, MD
  Appleton, WI
  Baltimore, MD
• 2004-07-01 → 2005-12-31
  Geneos Wealth Management, Inc.
  Baltimore, MD
  Baltimore, MD
  Montgomeryville, PA
• 2000-04-12 → 2004-07-13
  Cetera Advisors Llc
  Baltimore, MD

Other Businesses

1) SENIOR FINANCIAL ADVISORS LLC, 2416 E JOPPA RD, BALTIMORE, MD, 5/2002 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR - 1 HR/MO - 0/TRADING. 2) JOSEPH A STUMBROSKI & MICHAEL V VALENCIA - PARTNER INVOLVED WITH LEASING AND MAINTAINING PROPERTY. 2418 E JOPPA RD, BALTIMORE, MD, 5/2008 - NIR - 2 HR/MO - 0/TRADING. 3)2416 E JOPPA ROAD LLC, MD, 12/2007 AS PARTNER IN A PROPERTY WITH JOSEPH STUMBROSKI 50/50 THE PROPERTY. NOT INVESTMENT RELATED. DEVOTES 4 HRS/MNTH. NONE DURING TRADING. 4)INDEPENDENT INSURANCE AGENT, 2416 E JOPPA RD BALTIMORE, MD, 3/1991 FOR VARIOUS INSURANCE COMPANIES. 2 HR/WK - 0/TRADING. 5) CASA BELLA REALTY, LLC, 2416 E JOPPA RD BALTIMORE, MD 21234, 1/1/2019, BUYING AND SELLING REAL ESTATE, LLC, OWNER/PARTNER, COMMISSION, 20 HRS PER MO - 0 / TRADING HRS, READS CONTRACTS, ACCOUNTING, MANAGE OFFICE STAFF.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-14
• S63 Uniform Securities Agent State Law Examination
  1990-12-07

Other Names

• Mike Valencia