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Brian Thomas Tomaska

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-27
  • CT RA
    APPROVED
    Since 2022-04-27

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 03/2010 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2022
Wells Fargo Clearing Services Wellesley MA 08/2019 04/2022
Ubs Financial Services Inc Hartford CT 04/2022 Present
Previous Registrations
  • 2019-09-10 → 2022-04-19
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    Wellesley, MA
    West Hartford, CT
    Westport, CT
    Farmington, CT
    Glastonbury, CT
    Westport, CT
  • 2012-10-15 → 2019-07-11
    Wells Fargo Clearing Services, Llc
    Farmington, CT
    Wellesley, MA
    St. Louis, MO
    Boston, MA
    Boston, MA
    New York, NY
    Providence, RI
    Wellesley, MA
    Wellesley, MA
Other Businesses

1. Uber, Rideshare, Driver, start date-4/1/2024, San fransisco United States-94158.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
S63 Uniform Securities Agent State Law Examination 1998-10-17
  • S66 Uniform Combined State Law Examination
    2012-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-10-17
Other Names
  • Brian Thomas Tomaska
  • Brian Tomaska

View on SEC IAPD

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