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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-26
FL RA APPROVED 1993-03-23
  • TX RA
    APPROVED
    Since 2020-08-26
  • FL RA
    APPROVED
    Since 1993-03-23

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Oviedo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Orlando FL 03/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-14
  • S63 Uniform Securities Agent State Law Examination
    1993-05-14

View on SEC IAPD

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