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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-11-24 |
Branch Locations
4140 Grand Ave., Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St Cloud | MN | 12/2014 | 07/2018 |
| Cetera Investment Advisers | Waverly | IA | 12/2014 | 07/2018 |
| State Bank | Waverly | IA | 12/2014 | 07/2018 |
| Tiaa | Cedar Falls | IA | 07/2018 | 07/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Cedar Falls | IA | 07/2018 | 07/2020 |
| Fbl Financial Group | West Des Moines | IA | 07/2020 | 11/2021 |
| Fbl Marketing Services | West Des Moines | IA | 07/2020 | 11/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2021, AS ADMINISTRATIVE REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) IOWA WOMEN OF TODAY, 520 E 3rd St, Spencer IA 51301, 05/2025, Treasurer, Volunteer, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) NASHUA WOMEN OF TODAY, 205 DAWN DR NASHUA IA, 01/2024, PRESIDENT, BOARD MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 4) GATEWAY TO NORTHEAST IOWA WELCOME CENTER, 10 AMHERST BLVD NASHUA IA, 05/2024, PRESIDENT, BOARD MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 5) FINANCIAL INTEGRATORS, 4140 Grand Ave, Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HO/MO - 140 HR/MO TRADING. 6) US Founders Charities, 205 Dawn Dr, Nashua IA 50658, United States, 08/2025, President, Volunteer, NIR, Number of hours: 1, Securities trading hours: 0 7) ST. JOHN LUTHERAN CHURCH, 300 Merrill St, Nashua IA 50658, United States, 01/19/2026, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-19 |
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