Craig Douglas Munson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 02/2020
  Hilltop Securities
  Del Mar, CA
• 03/2020 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Charleston, SC
• 03/2020 → 07/2021
  Waddell & Reed, Inc.
  Charleston, SC
• 07/2021 → Present
  Lpl Financial Llc
  Fernandina Beach,, FL

Previous Registrations

• 2020-03-06 → 2021-07-21
  Waddell & Reed
  Charleston, SC
  Las Vegas, NV
• 2014-05-27 → 2020-04-03
  Hilltop Securities Inc.
  San Diego, CA
  Del Mar, CA
• 2008-10-28 → 2014-06-20
  Ubs Financial Services Inc.
  San Diego, CA
  Weehawken, NJ
  Carlsbad, CA
  San Diego, CA
• 2006-04-28 → 2008-10-27
  Edward Jones
  San Marcos, CA
  San Marcos, CA
  Escondido, CA
• 2005-10-26 → 2006-04-18
  Essex National Securities, Llc
  W. Orange, NJ
  Bridgeport, CT
• 2005-08-15 → 2005-10-25
  Banc Of America Investment Services, Inc.
  Cheshire, CT
• 2003-05-20 → 2005-08-16
  Essex National Securities, Llc
  West Orange, NJ
• 1997-01-22 → 2003-05-19
  Prudential Equity Group, Llc
  New Haven, CT

Other Businesses

03/2020-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; FALLBROOK, CA; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-10-09
• S65 Uniform Investment Adviser Law Examination
  1996-10-09

Other Names

• Doug Munson
• C Douglas Munson
• Craig Douglas Munson