Steven Kenneth Umstead

Current Employers

Employment History

• 09/2013 → 05/2020
  Usaa Financial Advisors, Inc.
  Ashburn, VA
• 09/2013 → 05/2020
  Usaa Financial Planning Services
  Ashburn, VA
• 01/2018 → 05/2020
  Usaa Investment Management Company
  Ashburn, VA
• 03/2018 → 12/2019
  Quattro Goombas Brewery
  Aldie, VA
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Bethesda, MD
• 05/2020 → Present
  Charles Schwab Bank, Ssb
  Bethesda, MD

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
  Ashburn, VA
• 2013-09-18 → 2018-01-08
  Usaa Financial Planning Services
  Vienna, VA
• 2011-01-28 → 2013-09-03
  Pactolus
  Vienna, VA
• 2009-06-01 → 2011-02-07
  Morgan Stanley
  Alexandria, VA
• 2007-03-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Alexandria, VA
• 2003-01-14 → 2007-04-04
  Strategic Advisers Llc
  Mclean, VA

Other Businesses

Start Date 06-14-21 | None | Owner | TBD, NC | Hours/Month = Less than 20 | Looking to purchase a 2nd home (condo) in the NC Outer Banks that I would rent out for part of the year. I will engage a property manager to find prospective renters and maintain the property. The rental revenue will be used to offset the carrying cost of the property. I do not expect to earn a profit.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-09
• S63 Uniform Securities Agent State Law Examination
  1990-08-09

Designations

Other Names

• Steve Umstead