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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| MA | RA | APPROVED | 2023-11-03 |
| NY | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Orchard Park | NY | 06/2009 | 05/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2019 |
| Fsc Securities Corp. | Orchard Park | NY | 05/2019 | 11/2023 |
| Osaic Wealth, Inc. | Orchard Park | NY | 11/2023 | Present |
1) KRISTINE BUCHBAND POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/21/2021 ADDRESS: 3870 N Buffalo Rd, Orchard Park NY 14127, United States DESCRIPTION: Potential Life Insurance and Fixed Annuity Salesto existing clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-25 |
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