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Arthur Dale Mitchell

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
  • TX RA
    APPROVED
    Since 2017-11-02

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Dallas TX 04/2007 11/2017
Morgan Stanley Smith Barney Dallas TX 06/2009 11/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2017
Jpmorgan Chase Bank, N.A. Dallas TX 11/2017 Present
Jpmorgan Securities, Llc. Dallas TX 11/2017 Present
  • 04/2007 → 11/2017
    Morgan Stanley & Co., Incorporated
    Dallas, TX
  • 06/2009 → 11/2017
    Morgan Stanley Smith Barney
    Dallas, TX
  • 01/2015 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 11/2017 → Present
    Jpmorgan Securities, Llc.
    Dallas, TX
Previous Registrations
  • 2009-06-01 → 2017-11-06
    Dallas, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Dallas, TX
  • 2006-11-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Dallas, TX
  • 1993-07-31 → 2006-11-30
    Dallas, TX
    Dallas, TX
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-20
  • S63 Uniform Securities Agent State Law Examination
    1990-09-20
Other Names
  • A Dale Mitchell
  • Dale Arthur Mitchell
  • Dale Alan Mitchell

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