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Richard K. Bain

Strategic Advisers LLC

Wildwood, MO

St. Louis, MO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • MO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Wildwood, MO • United States

1524 S. Lindbergh Boulevard, St. Louis, MO 63131-3513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Ladue MO 10/1995 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/1995 → Present
    Fidelity Brokerage Services, Inc.
    Ladue, MO
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    St. Louis, MO
    Wildwood, MO
  • 1997-01-21 → 2018-07-13
    Strategic Advisers Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-24
S63 Uniform Securities Agent State Law Examination 1990-07-02
  • S66 Uniform Combined State Law Examination
    2001-01-24
  • S63 Uniform Securities Agent State Law Examination
    1990-07-02
Other Names
  • Richard Kent Bain
  • Rick Bain
  • Richard Kent Bain
  • Richard Kent Bain

View on SEC IAPD

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