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CRD 2068042
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-03-23 |
Branch Locations
West Decatur, PA • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lsa Securities/Allstate Financial Services | State College | PA | 05/2006 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2008 | Present |
RENTAL PROPERTY POSITION: owner NATURE: apartment rentals INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2014 ADDRESS: 2456 OLD VALLEY RD, WEST DECATUR PA 16878, United States DESCRIPTION: paying expenses, arranging for maintenance/repairs when required LIFE, ANNUITY, LTC POSITION: Agent NATURE: sales of fixed annuities, life insurance and long term care product INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2002 ADDRESS: 2456 OLD VALLEY RD, WEST DECATUR PA 16878, United States DESCRIPTION: sales of fixed annuities, life insurance and long term care product KADES MARGOLIS, Is Investment Related, DBA, Financial Professional 07/18/2008,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-16 |
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