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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-03-23
  • PA RA
    APPROVED
    Since 2011-03-23

Branch Locations

West Decatur, PA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

940 West Valley Road Suite 1200, Wayne, PA 19087 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lsa Securities/Allstate Financial Services State College PA 05/2006 Present
Gwn Securities Inc. Palm Beach Gardens FL 07/2008 Present
  • 05/2006 → Present
    Lsa Securities/Allstate Financial Services
    State College, PA
  • 07/2008 → Present
    Palm Beach Gardens, FL
Other Businesses

RENTAL PROPERTY POSITION: owner NATURE: apartment rentals INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2014 ADDRESS: 2456 OLD VALLEY RD, WEST DECATUR PA 16878, United States DESCRIPTION: paying expenses, arranging for maintenance/repairs when required LIFE, ANNUITY, LTC POSITION: Agent NATURE: sales of fixed annuities, life insurance and long term care product INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2002 ADDRESS: 2456 OLD VALLEY RD, WEST DECATUR PA 16878, United States DESCRIPTION: sales of fixed annuities, life insurance and long term care product KADES MARGOLIS, Is Investment Related, DBA, Financial Professional 07/18/2008,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-03
S63 Uniform Securities Agent State Law Examination 1992-04-16
  • S65 Uniform Investment Adviser Law Examination
    2010-12-03
  • S63 Uniform Securities Agent State Law Examination
    1992-04-16
Other Names
  • G Mark Blaschak
  • Gregory Mark Blaschak
  • Gregory M Blaschak

View on SEC IAPD

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