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William Andrew Pekin

Pekin Hardy Strauss, Inc.

Chicago, IL

CRD 2067982

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Employer firm

Pekin Hardy Strauss, Inc. CRD 107310

$1.55B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Pekin Hardy Strauss, Inc.

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-03-28
TX RA APPROVED 2012-04-19
IL RA APPROVED 2004-10-19
  • GA RA
    APPROVED
    Since 2016-03-28
  • TX RA
    APPROVED
    Since 2012-04-19
  • IL RA
    APPROVED
    Since 2004-10-19

Branch Locations

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pekin Singer Strauss Asset Management Chicago IL 06/2001 Present
  • 06/2001 → Present
    Pekin Singer Strauss Asset Management
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-04-08
Designations
  • Chartered Financial Analyst
Other Names
  • Bill Pekin
  • William Andrew Pekin

View on SEC IAPD

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