Melinda B Margolis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 02/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
• 07/2011 → 02/2024
  Bank Of America, N.A.
  Henderson, NV
• 02/2024 → Present
  Lpl Financial Llc
  Henderseon, NV

Previous Registrations

• 2009-10-23 → 2024-02-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
  Henderson, NV
  Henderson, NV
  Henderson, NV
  Henderson, NV
  Las Vegas, NV
• 2002-05-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Henderson, NV
  Henderson, NV
  Henderson, NV
  Henderson, NV

Other Businesses

1) 12/29/2023 - MARGOLIS FINANCIAL MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/24/2024 - Lincoln Financial and Pacific Life - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/12/2024 - 5 Hours Per Month/ During Trading 3) 12/11/2024 - Prosperity Life - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/24/2024 - 1 hour per month/ during trading 4) 04/10/2025 - MELINDA MARGOLIS - Investment Related - Non-Variable Insurance - None - Start Date:04/07/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-10
• S63 Uniform Securities Agent State Law Examination
  1990-07-12

Designations

• Certified Financial Planner

Other Names

• Melinda Beth Margolis