Robert Loren Downing

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2018
  National Planning Holdings
  Denver, CO
• 08/2018 → 05/2022
  Cetera Advisors Networks Llc
  El Segundo, CA
• 03/2018 → 07/2018
  Unemployed
  Castle Rock, CO
• 08/2018 → 05/2022
  Cetera Advisors Llc
  Denver, CO
• 08/2018 → 05/2022
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2018 → 05/2022
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2018 → 05/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 08/2018 → 05/2022
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 05/2022 → 06/2025
  Gwfs Equities, Inc
  Greenwood Village, CO
• 07/2025 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2022-06-01 → 2025-07-07
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2018-08-21 → 2022-05-11
  Cetera Wealth Services, Llc
  Greenwood Village, CO
  Castle Rock, CO
• 2010-11-18 → 2018-02-21
  National Planning Corporation
  Denver, CO
• 2006-06-15 → 2009-01-07
  Envestnet Pmc
  Berwyn, PA
• 2003-02-28 → 2004-11-30
  Charles Schwab & Co., Inc.
  Englewood, CO

Exams

• S66 Uniform Combined State Law Examination
  2003-02-25
• S63 Uniform Securities Agent State Law Examination
  1990-06-20

Designations

• Chartered Financial Analyst

Other Names

• Bob Downing
• Robert Loren Downing
• Bob Downing
• Robert Loren Downing
• Robert Loren Downing