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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-08
  • IN RA
    APPROVED
    Since 2018-11-08

Branch Locations

102 S Main St, Fairmount, IN 46928 • United States

400 W Sycamore St, Kokomo, IN 46901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Logansport IN 02/2018 10/2018
Axa Advisors, Llc New York NY 10/2016 02/2018
Raymond James Financial Services, Inc Kokomo IN 10/2018 Present
First Farmers Bank & Trust Kokomo IN 11/2018 03/2023
Unemployed Logansport IN 03/2016 10/2018
Raymond James Financial Services Advisors Inc. Kokomo IN 11/2018 Present
First Farmers Kokomo IN 11/2018 Present
First Farmers Investment Group Kokomo IN 03/2023 Present
  • 02/2018 → 10/2018
    Unemployed
    Logansport, IN
  • 10/2016 → 02/2018
    Axa Advisors, Llc
    New York, NY
  • 10/2018 → Present
    Raymond James Financial Services, Inc
    Kokomo, IN
  • 11/2018 → 03/2023
    First Farmers Bank & Trust
    Kokomo, IN
  • 03/2016 → 10/2018
    Unemployed
    Logansport, IN
  • 11/2018 → Present
    Kokomo, IN
  • 11/2018 → Present
    First Farmers
    Kokomo, IN
  • 03/2023 → Present
    First Farmers Investment Group
    Kokomo, IN
Previous Registrations
Other Businesses

(1)Name of Business: First Farmers Investment Group Address: 400 W Sycamore St, Kokomo, IN, 46901-4634, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/10/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 1995-02-14
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    1995-02-14
Other Names
  • Feffrey Lee Combs

View on SEC IAPD

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