Katherine Marie Whelan

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  U.S. Bank
  Minneapolis, MN
• 04/2013 → Present
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
• 11/2025 → Present
  U.S. Bancorp Advisors, Llc
  Minneapolis, MN

Previous Registrations

• 2011-01-03 → 2011-11-07
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Charlotte, NC
  Charlotte, NC
• 2008-11-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Minneapolis, MN
  Minneapolis, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-27
• S63 Uniform Securities Agent State Law Examination
  1999-02-01

Other Names

• Kate Whelan
• Katherine Whelan
• Kate M Whelan