Heide Uy Lee

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2012-09-27 → 2012-12-31
  Cambridge Investment Research Advisors, Inc.
  Cambridge, MA
• 2005-08-19 → 2010-10-06
  Woodbury Financial Services, Inc.
  Cambridge, MA
  Cambridge, MA

Other Businesses

1) MET LIFE - SELL PROPERTY & CASUALTY 2) BOYD INSURANCE, 207 HAGMAN ROAD, WINTHROP, MA 02152; PROPERTY/CASUALTY; NONINV RELATED; AGENT; STARTED 02/10/2008; 8 HRS/MTH WITH 4 DURING TRADING HRS; WRITE PROPERTY/CASUALTY INSURANCE 3) APEX INSURANCE SERVICES, 128 TREMONT ST CAMBRIDGE MA 02139, AGENT SELLING P&C AS A DBA, BEGAN 10/09, 40 HRS/MO-40 DURING TRADING. 4) HEIDE LEE RENTAL PROPERTY,CAMBRIDGE, MA 02139, OWNER SINCE 7/26/13, 5 HOURS PER WEEK, NONE DURING TRADING, IT IS A RESIDENTIAL RENTAL PROPERTY, TENANTS ARE MOSTLY PROFESSIONAL, WORKING PEOPLE OR STUDENTS. NONE OF THE TENANTS ARE CIR CLIENTS. MOST OF ANY REPAIR WORKS ARE HIRED OUT 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/26/2013

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-20
• S63 Uniform Securities Agent State Law Examination
  1990-09-12

Designations

• Chartered Financial Consultant

Other Names

• Heide Lee