Judson Dean Mallard

Current Employers

Employment History

• 08/1994 → Present
  Vision Financial Concepts
  Athens, GA
• 12/1989 → Present
  Judson D. Mallard
  Athens, GA
• 01/2009 → 08/2021
  Sagepoint Financial, Inc
  Phoenix, AZ

Other Businesses

1) JUDSON D. MALLARD POSITION: NOTARY PUBLIC NATURE: INDIVIDUAL INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 02/04/2014 ADDRESS: 855 SUNSET DR., SUITE 7, ATHENS GA 30606 DESCRIPTION: NOTARY PUBLIC 2) JUDSON D. MALLARD POSITION: Owner - NATURE: Other - Personally owned Residential Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/20/1989 ADDRESS: 260 Timber Creek Drive, Athens GA 30605, United States DESCRIPTION: Own and manage my own Residential Rental Properties. 3) JUDSON D. MALLARD POSITION: Owner/Insurance Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 6 START DATE: 12/01/1989 ADDRESS: 855 Sunset Drive, Suite 7, Athens GA 30606, United States DESCRIPTION: Independent Insurance Agent for fixed Life, Disability, and Long Term Care Insurance Sales. 4) VISION FINANCIAL CONCEPTS POSITION: Owner/President NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 97 SECURITIES TRADING HOURS: 70 START DATE: 01/13/1997 ADDRESS: 855 Sunset Dr., Suite 7, Athens GA 30606, United States DESCRIPTION: Fee based Financial Planning and Investment Advisory services. 5) VISION FINANCIAL CONCEPTS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1988 ADDRESS: 855 Sunset Dr., Suite 7, Athens GA 30606, United States DESCRIPTION: Tax Preparation Services and limited bookeeping services (mostly assistance with Quickbooks setup and maintenance (I DO NOT accept check writing priviledges or process tax witholdings) 6) GUARDIAN POSITION: Custodian for my children NATURE: Father of my children acting as custodian on their accounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 260 Timber Creek Dr, Athens GA 30605, United States DESCRIPTION: Custodian on my childrens non-brokerage accounts. 7) 855 SUNSET DRIVE, 6,7,8, L.L.C POSITION: Member NATURE: Single member LLC. I am the only member. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 855 Sunset Drive, Suite 7, Athens GA 30606, United States DESCRIPTION: The LLC will hold myoffice property. My office space is approximately 40% of the space and the other 60% is rented space. The spaces are completely separated. This has been my office space for over 20 years. I am now purchasing the building. 8) JEFFERSON PROFESSIONAL PARK ASSOCIATION POSITION: Secretary and member NATURE: Non-Profit Unincorporated Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2021 ADDRESS: 855 Sunset Drive, Suite 1, Athens GA 30606, United States DESCRIPTION: acts as Secretary for the condominium association meetings. This is the Condominium Association that my office building is included in.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-08
• S63 Uniform Securities Agent State Law Examination
  1990-07-09

Designations