Best Investors Account Sign in

Kristin E Burns

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
VT RA APPROVED 2008-04-25
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • VT RA
    APPROVED
    Since 2008-04-25

Branch Locations

60 Lake St, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Burlington VT 11/2006 Present
  • 11/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Burlington, VT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-24
S63 Uniform Securities Agent State Law Examination 2000-03-07
  • S65 Uniform Investment Adviser Law Examination
    2008-04-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07
Other Names
  • Kristin Elizabeth Leaning
  • Kristin Elizabeth Burns

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BLUE SLATE INVESTMENT MANAGEMENT
GAINGELS VENTURES LLC
GAINGELS MANAGEMENT LLC
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC
TEUCRIUM INVESTMENT ADVISORS, LLC
ONE DAY IN JULY LLC

Other Investors

Joseph George Hameline
Zachary Kirka
Alexander B White
RICHARD JOURET KOWALSKI
BRENDA CLAIRE KELLEY
Hans Oshiorenoyai Asoera
RYAN MANYX BARTLEY
PATTI J STEFFENS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Burlington, VT
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
ONE DAY IN JULY LLC · BURLINGTON, VT

More in Burlington, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor