James Kostival

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 12/2021
  Jp Morgan Securities Llc
  Jupiter, FL
• 01/2022 → 07/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 01/2022 → 07/2025
  Bank Of America, N.A.
  Stuart, FL
• 09/2025 → Present
  Lpl Enterprise Llc
  Jensen Beach, FL

Previous Registrations

• 2022-01-04 → 2025-07-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 2013-06-21 → 2022-01-04
  J.P. Morgan Securities Llc
  Fort Pierce, FL
  Port St Lucie, FL
  Port St. Lucie, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Jupiter, FL
  Stuart, FL
  Tequesta, FL
  Jupiter, FL
  Jupiter, FL
  Tequesta, FL
  Stuart, FL
  Stuart, FL
• 2012-10-04 → 2013-06-13
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Palm Beach, FL
  Palm Beach Gardens, FL
  Lantana, FL
• 2012-10-01 → 2012-10-02
  J.P. Morgan Securities Llc
  Vero Beach, FL
  Vero Beach, FL
  Fort Pierce, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Jensen Beach, FL
• 2009-10-09 → 2012-10-01
  Chase Investment Services Corp.
  Fort Pierce, FL
  Vero Beach, FL
  Vero Beach, FL
  Port St Lucie, FL
  Jupiter, FL
  Stuart, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Palm Beach Gardens, FL
  Jensen Beach, FL
  North Miami, FL
• 2007-01-16 → 2008-01-10
  Mid Atlantic Financial Management, Inc.
  Stuart, FL
• 2003-07-01 → 2007-01-16
  Wells Fargo Clearing Services, Llc
  Stuart, FL
  Stuart, FL
• 1997-01-03 → 2003-07-01
  Prudential Equity Group, Llc
  Stuart, FL

Other Businesses

1. 08/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Jensen Beach, FL - INV REL - Start Date 08/05/2025 - 160hrs/mth | 160hrs during trading 2. 08/05/2025 - JAMES EDWARD KOSTIVAL N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Jensen Beach, FL - INV REL - Start Date 08/05/2025 - 160hrs/mth | 160hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-07
• S63 Uniform Securities Agent State Law Examination
  1996-07-30

Other Names

• James Edward Kostival