Bryan Paul Bernard

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-08-03

TX RA
APPROVED

Since 2009-08-03

Branch Locations

Colleyview, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services, Inc.	Keller	TX	06/2002	Present

06/2002 → Present

Prospera Financial Services, Inc.

Keller, TX

Other Businesses

1.) SILVERTHORN INVESTMENTS, OWNER, 40 HOURS A WEEK. PROVIDES INVESTMENT SERVICES FOR INDIVIDUALS, BUSINESS OWNERS, AND CORPORATIONS THROUGH PROSPERA FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-03
S63	Uniform Securities Agent State Law Examination	1990-06-19

S66 Uniform Combined State Law Examination

2009-07-03
S63 Uniform Securities Agent State Law Examination

1990-06-19

View on SEC IAPD