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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

1515 E. Woodfield Rd., Suite 100, Schaumburg, IL 60173 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Bartlett IL 11/2007 09/2021
St Peter Damian Church Bartlett IL 01/2008 Present
Cetera Wealth Services, Llc El Segundo CA 09/2021 Present
Strutzel Family Wealth Management Bloomingdale IL 09/2021 Present
Blomming Public Library Bloomingdale IL 05/2021 05/2023
David Strutzel - Public Notary Bloomingdale IL 10/2017 Present
Djs1 Schaumburg IL 09/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2007 → 09/2021
    Bartlett, IL
  • 01/2008 → Present
    St Peter Damian Church
    Bartlett, IL
  • 09/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2021 → Present
    Strutzel Family Wealth Management
    Bloomingdale, IL
  • 05/2021 → 05/2023
    Blomming Public Library
    Bloomingdale, IL
  • 10/2017 → Present
    David Strutzel - Public Notary
    Bloomingdale, IL
  • 09/2021 → Present
    Djs1
    Schaumburg, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-12-05 → 2021-10-04
    Bartlett, IL
    Schaumburg, IL
  • 2000-12-15 → 2007-12-05
    A. G. Edwards & Sons, Inc.
    Hanover Park, IL
    Hanover Park, IL
Other Businesses

1. NAME OF OTHER BUSINESS: STRUTZEL FAMILY WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: ST PETER DAMIAN CHURCH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RELIGIOUS START DATE: 01/1981 POSITION/TITLE/RELATIONSHIP: SUBSTITUTE CHURCH ORGANIST / CHOIR DIRECTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PLAYING THE ORGAN IN CHURCH 3. NAME OF OTHER BUSINESS: DAVID STRUTZEL - PUBLIC NOTARY ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: .1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES; 4. NAME OF OTHER BUSINESS: DJS1 INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 09/2021, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES ON INCOME RECEIVED FROM INVESTMENT RELATED DBA ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-12
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S66 Uniform Combined State Law Examination
    2000-12-12
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09
Designations
Other Names
  • Dave Joseph Strutzel

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