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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-02-12 |
| SC | RA | APPROVED | 2024-10-29 |
| VA | RA | APPROVED | 2024-07-16 |
| IN | RA | APPROVED | 2024-05-08 |
| VT | RA | APPROVED | 2023-10-23 |
| CO | RA | APPROVED | 2023-07-05 |
| NV | RA | APPROVED | 2023-05-31 |
| OH | RA | APPROVED | 2023-05-26 |
| MN | RA | APPROVED | 2023-04-28 |
| AZ | RA | APPROVED | 2023-03-21 |
| IA | RA | APPROVED | 2023-01-12 |
| KY | RA | APPROVED | 2022-12-19 |
| WA | RA | APPROVED | 2022-10-21 |
| OR | RA | APPROVED | 2022-05-24 |
| NJ | RA | APPROVED | 2022-03-25 |
| MI | RA | APPROVED | 2022-01-28 |
| OK | RA | APPROVED | 2021-06-10 |
| PA | RA | APPROVED | 2021-06-01 |
| NY | RA | APPROVED | 2021-05-01 |
| MA | RA | APPROVED | 2021-04-29 |
| GA | RA | APPROVED | 2021-04-06 |
| MO | RA | APPROVED | 2021-02-24 |
| WI | RA | APPROVED | 2020-11-30 |
| LA | RA | APPROVED | 2020-11-16 |
| KS | RA | APPROVED | 2020-09-17 |
| NC | RA | APPROVED | 2020-08-21 |
| UT | RA | APPROVED | 2020-06-25 |
| MT | RA | APPROVED | 2020-06-17 |
| FL | RA | APPROVED | 2018-02-27 |
| CA | RA | APPROVED | 2017-02-13 |
| IL | RA | APPROVED | 2017-02-03 |
| TX | RA | APPROVED | 2014-10-13 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Sugar Land | TX | 01/2016 | 07/2018 |
| Park Avenue Securities | Sugar Land | TX | 01/2016 | 07/2018 |
| Guardian Life Insurance Company | Houston | TX | 07/2018 | Present |
| Park Avenue Securities | Houston | TX | 07/2018 | Present |
| Guardian Life Insurance Company | Sugar Land | TX | 06/2024 | Present |
| Park Avenue Securities | Sugar Land | TX | 06/2024 | Present |
1. Larry Mott (Ins other than Guardian)-Provide Fixed Life, Annuity, Health products and P&C to clients when a Guardian product is not suitable. Start: 08/15/2016, Address: 5515 Kipling Glen Court, Sugar Land Texas 77479, 4 bus hrs per month, Investment related, 2. J & L Mott Signs-DBA set up to collect rent from my mother's Estate. The property once clears probate will be Apartment Rental, Commercial Building Rental and some yearly payouts from my family's old business "Mott Signs" Start: 07/06/2017, Address: 218 Grandview Ave, Valparaiso FL 32580, Hrs per month - tot/bus: 8/6, Investment related, 3. CPE Instructor-Provide CPE Educational Seminars for Professionals (CPAs,etc.) for their Continuation Education Credits. Start: 11/01/2017 Address: 15958 City Walk Suite 290; Sugar Land, TX 77479, 1 bus hr per month, Not investment related, 4) River Pointe Church-Board of Directors, Nature of Business: Church BOD, Start date: 05/01/2026, Address: 21000 Southwest Fwy Richmond TX 77469, Duties: Meeting once a month to discuss the vision of the church as well as provide feed back in handling management / personnel issue, 3 total hours per month; 3 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
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