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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-10-14
  • IL RA
    APPROVED
    Since 2016-10-14

Branch Locations

3010 Highland Parkway Suite 700, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Downers Grove IL 09/2009 Present
Nylife Securities Llc Downers Grove IL 01/2010 Present
Mahoney Financial Organization, Llc Downers Grove IL 03/2016 Present
Eagle Strategies Llc Downers Grove IL 10/2016 Present
Christopher Financial Group Llc Downers Grove IL 09/2017 Present
  • 09/2009 → Present
    New York Life Insurance Company
    Downers Grove, IL
  • 01/2010 → Present
    Nylife Securities Llc
    Downers Grove, IL
  • 03/2016 → Present
    Mahoney Financial Organization, Llc
    Downers Grove, IL
  • 10/2016 → Present
    Downers Grove, IL
  • 09/2017 → Present
    Christopher Financial Group Llc
    Downers Grove, IL
Other Businesses

[insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3010 Highland Parkway #700 Downers Grove IL 60515; Start Date 02/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Ray Graham Association; Ray Graham Association supports nearly 2,000 children and adults with disabilities, and their families, through residential, life skills, employment, recreational and family support services in Du Page County and the surrounding areas.; 901 Warrenville Rd, Suite 500 Lisle IL 60532; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Chairman of the Board of The Ray Graham Association. At this point I will be on a business development committee that consults and plans fund raising and events.] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; DOWNERS GROVE, IL; START DATE: 03/2016] [OPERATING UNDER THE DBA NAME OF CHRISTOPHER FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; DOWNERS GROVE, IL; START DATE: 09/2017]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
S63 Uniform Securities Agent State Law Examination 2010-05-04
  • S66 Uniform Combined State Law Examination
    2016-09-12
  • S63 Uniform Securities Agent State Law Examination
    2010-05-04
Other Names
  • David H Farra

View on SEC IAPD

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